Article R612-21
After obtaining the opinion of the Consultative Commission referred to in I of Article L. 612-14, the AMF may draw up standard application files, including the list, format and procedures for transmit…
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Showing 3041–3050 of 69703 articles for “Art. I and II”
After obtaining the opinion of the Consultative Commission referred to in I of Article L. 612-14, the AMF may draw up standard application files, including the list, format and procedures for transmit…
Where a professional association representing the interests of one or more categories of persons falling within the remit of the Autorité de contrôle prudentiel et de résolution or who may be subject…
When facts are brought to light that may justify criminal prosecution, the Chairman of the Autorité de contrôle prudentiel et de résolution or the European Central Bank shall inform the public prosecu…
I. - Where the solvency or liquidity of a person subject to supervision by the Authority or where the interests of its customers, policyholders, members or beneficiaries, are compromised or are likely…
The Secretary General of the Autorité de contrôle prudentiel et de résolution may decide to extend the on-site supervision of a person subject to its supervision: 1° To its subsidiaries ; 2° To legal…
The Secretary General of the Autorité de contrôle prudentiel et de résolution organises off-site and on-site inspections. The Autorité de contrôle prudentiel et de résolution shall carry out inspectio…
The Autorité de contrôle prudentiel et de résolution may require any person subject to its supervision to submit for its approval, within twelve months for Class 2 and Class 3 investment firms, a reco…
The Autorité de contrôle prudentiel et de résolution may give formal notice to any person subject to its supervision to take, within a specified period, any measures intended to bring it into complian…
In the event of failure to comply with an obligation to notify, declare or transmit statements, documents, data or hearings requested by the Secretary General or one of the panels of the Autorité, the…
When practices are identified that may justify prosecution under Articles L. 420-1 and L. 420-2 of the French Commercial Code, the Chairman of the Autorité informs the competent competition authoritie…
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