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Showing 2871–2880 of 69831 articles for “Art. I-1°-b and b bis”
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of II of Article L. 521-3 within three months.
I. - Before attaching special conditions to an authorisation, granting an authorisation to acquire a holding or a controlling interest, or granting an authorisation to a portfolio management company w…
I. - To obtain authorisation as an investment firm, the applicant shall send the Autorité de contrôle prudentiel et de résolution its application drawn up in accordance with the conditions laid down i…
…rred to inArticle L. 532-18 intends to use a tied agent, within the meaning ofArticle L. 545-1, established in its home country, the identity of that agent shall be published in the single register re…
Investment firms are required to close their financial year on 31 December. However, the Autorité de contrôle prudentiel et de résolution may authorise investment firms to derogate from this rule for…
…ant of its decision within three months of the date of receipt of the file that complies with the standard file.The AMF may extend this period by up to a further three months if it deems it necessary…
Subject to the provisions of I of Article L. 532-9-1, the Autorité des marchés financiers shall be informed in advance of any proposed amendment to the factors taken into account for the authorisation…
The amount specified in article L. 525-5 is set at 150 euros.
The following do not constitute the practice of the profession of bureau de change: 1. The activity of manual foreign exchange by the persons referred to in Article L. 561-2, other than those referred…
…solution initiates disciplinary proceedings against an investment services provider from another Member State of the European Union or another State party to the Agreement on the European Economic Are…
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