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Showing 7001–7010 of 69831 articles for “Art. I-1°-b and b bis”
Subsection 3, with the exception of article L. 213-20-1 and the last paragraph of article L. 213-10, applies to foundations with legal personality, subject to the following provisions. In article L. 2…
…e-market units or shares of a European Union AIF to professional clients in France or in another Member State of the European Union under conditions laid down by decree. The General Regulation of the…
The Autorité de contrôle prudentiel et de résolution shall assess and monitor the systems, strategies and procedures implemented by credit institutions and finance companies to identify, measure and m…
I. - Credit institutions and finance companies are subject to an additional capital requirement over and above the requirements laid down respectively in part three of Regulation (EU) No 575/2013 of t…
The provisions of Articles L. 532-23 and L. 532-24 apply ipso jure to the provision of the investment services mentioned in Article L. 321-1. They may also apply to the joint provision of related serv…
…e Autorité de contrôle prudentiel et de résolution or the Autorité des marchés financiers has clear and demonstrable grounds for believing that an investment service provider operating under the freed…
Asset management companies shall act honestly, fairly and professionally in the best interests of investors. All information, including promotional communications, sent by an asset management company…
When, as the authority responsible for supervision on a consolidated basis, the Autorité de contrôle prudentiel et de résolution receives an application for approval or exemption from approval referre…
Where an authority of another Member State of the European Union or party to the Agreement on the European Economic Area responsible for the prudential supervision on a consolidated basis of a group c…
…ontrol to :1° the company concerned ;2° To the shareholders of the company concerned whose identity and contact details are made available to the FIA or its management company, or may be communicated…
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