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Showing 1271–1280 of 56536 articles for “Art. II & IV”
A financial instrument mentioned in 1 or 2 of II of Article L. 211-1 traded on a small and medium-sized enterprise growth market may only be traded on another small and medium-sized enterprise growth…
For the purposes of this section, "small and medium-sized enterprises" means companies whose average market capitalisation has been less than an amount set by decree on the basis of end-of-calendar-ye…
The Autorité des marchés financiers shall register a multilateral trading facility as a small and medium-sized enterprise growth market at the request of its operator, after verifying that at least 50…
…rmation relating to issuers on the system is kept and disseminated to the public;6° There are effective systems and controls to prevent and detect market abuse on that system, as required by Regulatio…
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of any authorisation granted to an investment services provider other than a portfolio management company…
The Autorité des marchés financiers shall inform the European Securities and Markets Authority without delay when it registers or terminates the registration of a multilateral trading facility as a gr…
The implied decision referred to in 1° of article R. * 424-2 is given three months from the date of receipt of the application; the decision referred to in 2° is given one month.
Silence on the part of the administration shall constitute a decision to reject : 1° Requests for initial approval of the rules of a multilateral trading facility pursuant to the second paragraph of A…
…in Article 77 of Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements…
The screenings mentioned in…
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