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Showing 2531–2540 of 56536 articles for “Art. II & IV”
The operator of a trading platform shall make available to the Autorité des marchés financiers, at its request, data relating to the order book or provide access to the order book so that it can monit…
…ncillary fees and any rebates, are transparent, fair and non-discriminatory and do not create incentives to submit, modify or cancel orders or execute trades in a way that contributes to disorderly tr…
…the provisions of Commission Delegated Regulation (EU) 2017/573 of 6 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments by…
…notify the European Securities and Markets Authority of the trading halt parameters referred to in II of Article L. 420-3 that are notified to it by trading venue managers, as well as any significant…
The manager of a trading platform and its members synchronise the professional clocks used to record the date and time of any reportable event.
Where the decision concerns a statutory auditor approved in another Member State of the European Union, the High Council shall inform the competent authorities of that State.
…petent body.The suspended or temporarily prohibited statutory auditor may not participate in the activities of the professional bodies of which he is a member.Suspension or temporary prohibition is on…
When the restricted panel imposes a financial penalty, the chairman of the High Council shall, after the decision has become final, forward to the Minister of Justice, the information relating to the…
…ion appeal to the Conseil d'Etat is lodged under the conditions laid down by the Code of Administrative Justice. The chairman of the High Council or the person sanctioned may lodge a cross-appeal with…
…or certifying the documents they hold on behalf of those companies, as well as any sums already received which do not correspond to the reimbursement of expenses incurred or to work actually carried o…
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