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Showing 9001–9010 of 66237 articles for “Art. III and IV”
…inducement referred to in I of this Article in the knowledge that it is based on inside information.III. - It is an offence under I of Article L. 465-3 for any person to communicate the recommendation…
Credit institutions and finance companies may not habitually engage in any activity other than those mentioned in Articles L. 311-1, L. 311-2 and L. 511-2 or governed by the…
The credit institutions and finance companies mentioned in this chapter shall indicate in their annual report the amount and characteristics of the loans they finance or distribute as defined in III o…
…n the transactions concern : 1° Financial instruments referred to in 1°, products referred to in 2° and units referred to in 3° of Article L. 425-1; 2° Derivatives referred to in 4° of Article L. 425-…
…to the second paragraph of Article 18(6) of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directiv…
When several natural persons, identified in their capacity as investors, have suffered individual losses which have been caused by the act of the same person and which have a common origin, any associ…
…including estimates of actual or estimated prices, interest rates or other values, or survey data, and by reference to which the amount to be paid under a financial instrument or the value of a finan…
…al counterparties defined in Article 2(1) of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories.…
The directors, employees and agents of clearing houses are bound by professional secrecy. In the case of transactions in financial contracts, clearing houses may disclose information covered by profes…
Clearing houses may decide, on a non-discriminatory basis, that their members are del credere agents in relation to the principals whose accounts they keep.
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