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Showing 9481–9490 of 66237 articles for “Art. III and IV”
Subject to the provisions of article L. 531-2, it is prohibited for any person other than an investment service provider, a third country firm referred to in article L. 532-48 or a person referred to…
…té des marchés financiers to assess the transactions referred to in the second paragraph. The terms and conditions of the procedures referred to in this I shall be specified in the General Regulations…
I. - A portfolio management company with its registered office in mainland France, the French overseas departments, the Department of Mayotte and Saint-Martin wishing to manage a UCITS established in…
…ll apply the rules defined by regulation of the Autorité des normes comptables (French Accounting Standards Authority), issued after obtaining the opinion of the Comité consultatif de la législation e…
Electronic money institutions are bound by the obligations of articles L. 511-38 and L. 511-39.
Where they carry out other activities pursuant to Article L. 526-3, electronic money institutions shall prepare separate accounting information relating to the activities of issuing and managing elect…
…marchés financiers also has the power to oppose, in accordance with the provisions of Article 8(14) and Article 19 of Council Regulation (EC) No. 2157/2001 of 8 October 2001 on the Statute for a Europ…
…io management company at the company's request. It may also be decided by the AMF on its own initiative if the company no longer fulfils the conditions or undertakings to which its authorisation or a…
…efer to its status as a portfolio management company by stating that it is in liquidation. Notwithstanding the provisions of 4° and 5° of article 1844-7 of the Civil Code, the early dissolution of a p…
…ided that : 1° The portfolio management company meets all the requirements laid down in the legislative and regulatory provisions applicable to portfolio management companies managing AIFs, with the e…
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