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Showing 9521–9530 of 66237 articles for “Art. III and IV”
…s referred to in Article L. 532-18-1 shall send the Autorité des marchés financiers, at its request and for statistical purposes, periodic reports on the activities of their branch. The Autorité des m…
…provisions of the first paragraph of Article L. 532-18, the first paragraph of Article L. 532-18-1 and Articles L. 532-19 and L. 532-20 are applicable to management companies established in another M…
I.-The provisions of the first paragraph of article L. 532-18 and of the first paragraph of article L. 532-18-1 as well as the provisions of Section 2 of Chapter IV of Title I of Book II are applicabl…
The AIFM referred to in Article L. 532-30 shall have a legal representative in France. The legal representative is the AIFM's contact point in the European Union. All official correspondence between t…
…on, would be either a credit institution providing investment services or engaging in investment activities, or an investment firm;2° "Home State" means the State in which the third-country firm has i…
…y undertaking to which the branch belongs undertakes to perform duties in respect of that branch equivalent to those assigned by Articles L. 533-29 to L. 533-31-5 to the board of directors, the superv…
…nge referred to in 2° of Article L. 532-29, the AMF may refer the matter to the European Securities and Markets Authority.
I.-A third-country firm establishes a branch in order to provide, in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte or Saint-Martin, the investment services mentioned in A…
…e investment or investment-related services are provided by a third-country firm at the sole initiative of the client.Without prejudice to intra-group relationships, where a third-country firm, includ…
In cases where more than one reference Member State is possible in application of the criteria defined by decree in the Conseil d'Etat, the operator submits a request to the authorities of all the pos…
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