Article L541-4-1
Financial investment advisers as defined in article L. 541-1 are registered in the single register mentioned in article L. 546-1.
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Showing 9651–9660 of 66237 articles for “Art. III and IV”
Financial investment advisers as defined in article L. 541-1 are registered in the single register mentioned in article L. 546-1.
The key investment information sheet referred to in paragraphs 2 and 3 of Article 23 of Regulation (EU) No 2020/1503 of 7 October 2020 shall be drawn up in French. However, under the conditions and wi…
Participative finance intermediaries as defined in Article L. 548-2 are registered in the single register mentioned in Article L. 546-1.
…al assets on behalf of third parties or access to digital assets, where applicable in the form of private cryptographic keys, with a view to holding, storing and transferring digital assets; 2° The se…
The allocation of variable components of total remuneration within the investment firm takes account of all the risks to which it is or is likely to be exposed.
…of financial instruments or methods that facilitate non-compliance with the provisions of Titles I and III of Book V of this Code or with Regulation (EU) 2019/2033.
…joint stock companies may, in connection with the transactions referred to in article L. 551-1, receive sums corresponding to subscriptions by purchasers or payments of the proceeds of their investmen…
A public offer of tokens consists of offering to the public, in any form whatsoever, to subscribe to these tokens. A public offer of tokens does not include an offer of tokens open to subscription by…
The AMF verifies that the planned offer meets the safeguards required for a public offer, and in particular that the issuer of the tokens: 1° Is a legal entity established or registered in France; 2°…
…f capital, are required to report to the Public Prosecutor any transactions of which they are aware and which involve sums that they know to be the proceeds of one of the offences referred to in Artic…
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