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Showing 7571–7580 of 34794 articles for “Art. III bis”
In the event of imperfect performance of the service, the creditor may, after formal notice and if he has not yet paid for all or part of the service, notify the debtor as soon as possible of his deci…
The minimum amount of cover provided by the insurance policy referred to in article R. 331-30 is set at: - for compensation for personal injury other than that covered by third party motor liability,…
Investment firms shall have: 1° Sound governance arrangements including, in particular, a clear organisation ensuring a well-defined, transparent and consistent division of responsibilities, effective…
…e that own funds and liquid resources are maintained at a sufficient level during the exit process. III - By way of derogation from the provisions of Article L. 533-24-2, Class 3 investment firms have…
The board of directors, the supervisory board or any other body exercising equivalent supervisory functions and the persons referred to in Article L. 532-2(4) must devote sufficient time to carrying o…
I.-Investment firms and investment holding companies with a branch or subsidiary that is a financial institution within the meaning of Article 4(1), point 26 of Regulation (EU) No 575/2013 in a Member…
Portfolio management companies and investment services providers that provide the investment service referred to in 4 of Article L. 321-1 employ :1° A method of risk management on behalf of third part…
…y issued in accordance with Article L. 611-3 specifies the conditions for application of 4° and 8°. III - The recordings referred to in 6° of II include the recording of telephone conversations or ele…
The investment services providers and persons mentioned in article L. 421-17 are required to inform investors, before entering into business relations with them, of the existence of a compensation sch…
By way of derogation fromarticle L. 1331-2 of the French Labour Code, the total amount of variable remuneration may, in whole or in part, be reduced or give rise to restitution where the financial res…
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