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Showing 1011–1020 of 36520 articles for “Art. IV & V”
I. - The penalties provided for in A of I of Article L. 465-1 shall apply to any person who:1° Provide or transmit false or misleading data or information used to calculate a benchmark index or inform…
I. - This section applies to1° to financial instruments traded on a trading venue or for which a request for admission to trading on a trading venue has been submitted ;2° Financial instruments other…
…s set out in article 131-39 of the same Code. The fine may be increased to 15% of total annual turnover within the meaning of the last paragraph of III bis of article L. 621-15. The procedures set out…
I. - A. - The following offences are punishable by five years' imprisonment and a fine of 100 million euros, which may be increased up to ten times the amount of the advantage gained from the offence,…
…ncial Public Prosecutor may not initiate public proceedings for the application of the penalties provided for in this section when the Autorité des marchés financiers has served a statement of objecti…
I. - Any person who, by any means, disseminates information that gives false or misleading information about the situation or prospects of an issuer or about the supply, demand or price of a financial…
The codes of conduct referred to in Article L. 541-4 must comply with the rules of conduct referred to in Article L. 541-8-1, which they may specify and supplement.
Financial investment advisers must:1° Act honestly, loyally and professionally, in the best interests of their clients;2° Exercise their activity, within the limits authorised by their status, with du…
Financial investment advisers are treated in the same way as investment service providers other than portfolio management companies for the purposes of Article L. 533-12-7.
…ry finance intermediation consists of bringing together, by means of a website, the promoters of a given project and the persons financing that project under the following conditions: 1° Legal entitie…
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