Article L545-4
Natural persons who are tied agents of investment service providers, as well as natural persons who have the power to manage or administer legal persons authorised as tied agents of investment service…
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Showing 141–150 of 36520 articles for “Art. IV & V”
Natural persons who are tied agents of investment service providers, as well as natural persons who have the power to manage or administer legal persons authorised as tied agents of investment service…
Investment services providers that use the services of tied agents must ensure that these agents are registered in accordance with Article L. 545-5.
Tied agents may not receive funds or financial instruments from their principal's customers if the principal is not a credit institution.
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
The tied agents referred to inarticle L. 545-4 must not have been subject to :a) a final conviction referred to in II ofarticle L. 500-1 within the last ten years ;b) a sanction provided for in 3° to…
Tax fines imposed for the offences referred to in Articles L. 351-2 and L. 351-3 shall be recovered in the same way as stamp duties and, in particular, in accordance with the provisions set out in <…
Sont considérés, au regard de la récidive, comme une même infraction, les délits prévus et réprimés par:1° Les articles L. 121-2 à L. 121-4 et L. 132-2, les articles L. 122-1 to L. 122-5 and L. 132-25…
The suspension of the marketing of goods in respect of which proceedings have been brought for infringement of the provisions of Titles I, II and IV and the texts adopted for their application may be…
When the trial court postpones sentencing pursuant to article 132-66 of the Penal Code, the sentence enforcement judge in whose jurisdiction the accused resides shall ensure, either by himself or by a…
…pones sentencing pursuant to article 132-63 of the Penal Code, the accused is placed under the supervision of the sentence enforcement judge in whose jurisdiction he or she resides. The sentence enfor…
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