Article L541-6
I.-Financial investment advisers may not receive financial instruments from their clients. They may not receive funds from their clients other than those intended to remunerate their activity. II -Fin…
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Showing 1351–1360 of 63520 articles for “Art. IV and V”
I.-Financial investment advisers may not receive financial instruments from their clients. They may not receive funds from their clients other than those intended to remunerate their activity. II -Fin…
Financial investment advisers must comply with the provisions of this subsection at all times. Financial investment advisers shall inform the association to which they belong of any change in the info…
Financial investment advisers as defined in article L. 541-1 are registered in the single register mentioned in article L. 546-1.
I.-Any financial investment adviser must become a member of an association responsible for monitoring the individual professional activities of its members, representing them collectively and defendin…
Financial investment advisers are subject to the disqualifications set out in article L. 500-1.
All financial investment advisers must be able to provide evidence at all times of the existence of an insurance policy covering them against the financial consequences of their professional civil lia…
I.-The provisions of the articles mentioned in the left-hand column of the following table shall apply in the Wallis and Futuna Islands, subject to the provisions of II and III, in the wording indicat…
I.-Subject to the adaptation provisions provided for in II and III, the articles mentioned in the first column of the table below shall apply in French Polynesia, in the wording indicated in the secon…
I.-Subject to the provisions of II, the articles mentioned in the left-hand column of the following table shall apply in French Polynesia, in the wording indicated in the right-hand column of the same…
I. - Are applicable in the Wallis and Futuna Islands, subject to the adaptations mentioned in II, the provisions of the articles mentioned in the left-hand column of the table below, in the wording in…
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