Article L466-1
The competent judicial authorities hearing proceedings relating to offences involving companies whose securities are admitted to trading on a regulated market or offered to the public on a multilatera…
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Showing 5541–5550 of 63520 articles for “Art. IV and V”
The competent judicial authorities hearing proceedings relating to offences involving companies whose securities are admitted to trading on a regulated market or offered to the public on a multilatera…
…or partly of an agricultural commodity shall indicate in their annual report the measures taken to avoid having a significant effect on the price of these agricultural commodities. This report shall i…
Article L. 533-22-1 is applicable to credit institutions and investment firms for their activities of portfolio management on behalf of third parties and investment advice within the meaning of Articl…
In all cases, members of a clearing house undertake to fulfil, vis-à-vis the clearing house, all obligations arising from transactions entered in the name of third parties in their accounts. Payment o…
Article L. 245-2 of the French Commercial Code sets out the penalties for advertising subscriptions to securities.
…ed in point 1 of paragraph 1 of Article 4 of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013.II. - Finance companies are legal entities, other than credit ins…
Without prejudice to the specific provisions applicable to them, the prohibitions defined in Article L. 511-5 do not apply to the institutions and services listed in Article L. 518-1, nor to undertaki…
…e Autorité des Marchés Financiers also sets the conditions under which, if more than three months have elapsed since the filing of a draft public offer for the securities of a company, the Autorité ma…
Members of clearing houses may not invoke professional secrecy in response to requests made by the clearing house for the purpose of monitoring positions and concerning the identity, positions and sol…
…s, within the meaning of 1.1 of Article 2 of Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on c…
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