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Showing 6031–6040 of 63520 articles for “Art. IV and V”
Where the funds remitted may be used, on the one hand, as consideration for the issue of electronic money and, on the other hand, for services other than the issue of electronic money, the part of the…
A portfolio management company may be struck off the list of approved portfolio management companies as a sanction by the Autorité des marchés financiers.Deregistration entails the liquidation of the…
…as to seriously impair the quality of the electronic money institution's internal control or to prevent the Autorité de contrôle prudentiel et de résolution from monitoring the institution's complian…
Within the limits of the services it is authorised to provide in its home country, and depending on the authorisation it has received there, any legal or natural person authorised to provide investmen…
…s referred to in Article L. 532-18-1 shall send the Autorité des marchés financiers, at its request and for statistical purposes, periodic reports on the activities of their branch. The Autorité des m…
The provisions of the first paragraph of Article L. 532-18, the first paragraph of Article L. 532-18-1 and Articles L. 532-19 and L. 532-20 are applicable to management companies established in anothe…
I.-The provisions of the first paragraph of article L. 532-18 and of the first paragraph of article L. 532-18-1 as well as the provisions of Section 2 of Chapter IV of Title I of Book II are applicabl…
The AIFM referred to in Article L. 532-30 shall have a legal representative in France. The legal representative is the AIFM's contact point in the European Union. All official correspondence between t…
…fice were situated in a Member State of the European Union, would be either a credit institution providing investment services or engaging in investment activities, or an investment firm;2° "Home Stat…
…y undertaking to which the branch belongs undertakes to perform duties in respect of that branch equivalent to those assigned by Articles L. 533-29 to L. 533-31-5 to the board of directors, the superv…
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