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Showing 6601–6610 of 63520 articles for “Art. IV and V”
I.-The provisions of this article shall apply in cases where there is no agreement between the European Union and a non-EU Member State and in cases where an existing agreement does not deal with the…
In the context of the inspections and investigations referred to in Articles L. 621-9 and L. 621-9-1, professional secrecy may not be invoked against the Autorité des marchés financiers or, where appl…
…hich it intends to call on the guarantee fund or for which it intends to propose that the fund intervene on a preventive basis.The Chairman of the Management Board may also be heard, at his request, b…
I.-Notwithstanding any provision or stipulation to the contrary, contributions within the meaning ofArticle 1843-3 of the French Civil Code and Book II of the French Commercial Code and capital increa…
The General Regulation of the Autorité des marchés financiers defines the terms and conditions under which the following transactions are subject to promotional communications: 1° Public offers of fin…
Without prejudice to Article 40 of the Code of Criminal Procedure, Articles L. 621-17-3 and L. 621-20-1 of this Code and the exercise of its powers by the Autorité des marchés financiers, the latter,…
…des marchés financiers is the competent authority, within the meaning of paragraph 18 of Article 2 and paragraph 6 of Article 6 of Regulation (EU) 2019/1238 of the European Parliament and of the Coun…
Statutory auditors of portfolio management companies and data communication service providers are bound by professional secrecy with regard to the Autorité des marchés financiers.Statutory auditors ar…
The Autorité des marchés financiers may ask the statutory auditors of an investment services provider, an AIF, a market undertaking or an intermediary authorised to hold or administer financial instru…
Appeals against individual decisions of the Autorité des marchés financiers, other than those relating to the persons and entities referred to in II of Article L. 621-9, including the penalties impose…
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