Article R519-40
The association verifies that its members and the staff concerned comply with the obligations relating to training and continuing professional development set out in articles L. 314-24 and R. 519-15-1…
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Showing 8271–8280 of 63520 articles for “Art. IV and V”
The association verifies that its members and the staff concerned comply with the obligations relating to training and continuing professional development set out in articles L. 314-24 and R. 519-15-1…
The amount stipulated in the last paragraph of article L. 526-19 is set at 100,000 euros.
I. - To obtain authorisation as an investment firm, the applicant shall send the Autorité de contrôle prudentiel et de résolution its application drawn up in accordance with the conditions laid down i…
I. - Any portfolio management company whose registered office is located in mainland France, Guadeloupe, French Guiana, Martinique, La Réunion, Mayotte or Saint-Martin, wishes for the first time to ma…
…e prudentiel et de résolution, which shall inform the Autorité des marchés financiers: 1° The scale and scope of the services it provides; 2° Where it provides the service referred to in 3 of Article…
The provisions of Articles R. 533-1, R. 612-34, R. 612-36 to R. 612-50 and R. 613-10 to R. 613-23 also apply to the persons mentioned in Article 4 of Article L. 440-2.The Autorité de contrôle prudenti…
Following its audits, the association recommends any compliance measures to its members and ensures that they are followed up.
…o inform its members of its withdrawal of authorisation by any means as soon as notification is received. It will inform them that they have the three-month period referred to in article R. 519-33 to…
I. - Pursuant to the provisions ofArticle L. 532-3-1 and without prejudice to the provisions of I ofArticle L. 531-6, the Autorité de contrôle prudentiel et de résolution shall be informed in advance…
…sing the acquisition or extension of a direct or indirect qualifying holding in the capital of an investment firm referred to in I of Article L. 531-6, the Autorité de contrôle prudentiel et de résolu…
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