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Showing 8301–8310 of 63520 articles for “Art. IV and V”
Where, pursuant to I of Article L. 532-24, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agr…
I. - The period referred to in Article L. 532-9 is suspended while the European Securities and Markets Authority examines the notification provided for in Article L. 532-37.II. - Where the Autorité de…
…the credit institution, finance company, payment institution, electronic money institution that provides payment services, intermediary in participative financing, insurance company in the context of…
…onduct setting out the rules applicable to its members. This code may be common to one or more approved associations. The association may ask the Autorité de contrôle prudentiel et de résolution to ap…
In addition to the committee provided for in article R. 519-51, the association's articles of association set up a general meeting and a board of directors. These articles of association lay down the…
For authorisation under the conditions set out in I of Article L. 519-13, the association submits a file to the Autorité de contrôle prudentiel et de résolution, the composition of which is set by ord…
The amount stipulated in the fourth paragraph of II of article L. 526-19 is set at 250 euros.
Where the applicant applies for authorisation as an investment firm or credit institution including the right to provide custody account keeping or clearing of financial instruments, the authorisation…
…he Autorité de contrôle prudentiel et de résolution initiates disciplinary proceedings against an investment services provider from another Member State of the European Union or another State party to…
…shing to establish a branch in application of I ofArticle L. 532-23 are subject to the procedure provided for in I ofArticle L. 511-27, subject to the observations and opinions of the Autorité des mar…
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