Article R561-5-2
For the application of 2° of I of Article L. 561-5, and when the measures provided for in 1° to 4° of Article R. 561-5-1 cannot be implemented, the persons referred to in Article L. 561-2 shall verify…
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Showing 8371–8380 of 63520 articles for “Art. IV and V”
For the application of 2° of I of Article L. 561-5, and when the measures provided for in 1° to 4° of Article R. 561-5-1 cannot be implemented, the persons referred to in Article L. 561-2 shall verify…
When a collective investment management company distributes the units or shares of a collective investment scheme through the intermediary of a person referred to in 1° to 6° bis of Article L. 561-2 w…
…ible to ensure that the transactions carried out are consistent with the customer's professional activities, the risk profile presented by the business relationship and, if necessary, depending on the…
…ferred to in the third paragraph of Article L. 561-13 is set at €2,000 per session for gaming clubs and €2,000 per transaction for other groups and companies organising games of money and chance and s…
…subject to disclosure requirements in accordance with European Union law or which are subject to equivalent international standards guaranteeing adequate transparency of information relating to owners…
For the purposes of 2° of I of Article L. 561-5, the persons referred to in Article L. 561-2 shall verify the identity of the customer in one of the following ways: 1° By using : a) A means of electro…
…s pursuant to 1° of Article L. 561-9, the persons mentioned in Article L. 561-2 : 1° Shall identify and verify the identity of their customer in accor dance with the procedures set out in Articles R.…
The orders referred to in Article L. 561-11 shall provide for at least one of the following measures: 1° Prohibiting the establishment in France of subsidiaries, branches or representative offices of…
…the application of I of Article L. 561-5, the persons mentioned in Article L. 561-2 shall identify and verify the identity of the persons acting on behalf of the customer in accordance with the proce…
I.- For the application of the provisions of II of Article L. 561-5, an occasional customer is any person who approaches one of the persons mentioned in Article L. 561-2 for the sole purpose of prepar…
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