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Showing 1001–1010 of 66578 articles for “Art. IV-al. 3 and 4”
The Association may carry out statistical surveys to gain a better understanding of the market. To this end, each member shall provide the Association with annual data relating to the organisation of…
…in the regulations applicable to them. It informs them of any difficulties observed in the banking and payment services intermediation market which affect or are likely to affect the interests of cus…
A company from a third country within the meaning of 1° of Article L. 532-47 of this Code is not required to establish a branch in France if, without providing any other investment service mentioned i…
The association verifies that its members and the staff concerned comply with the obligations relating to training and continuing professional development set out in articles L. 314-24 and R. 519-15-1…
A branch authorised in accordance with Article L. 532-48 shall report the following information annually to the Autorité de contrôle prudentiel et de résolution, which shall inform the Autorité des ma…
The period of time after which the AMF's silence on applications for professional certification from bodies organising examinations to verify the professional knowledge of natural persons placed under…
The association draws up a code of conduct setting out the rules applicable to its members. This code may be common to one or more approved associations. The association may ask the Autorité de contrô…
…ovided for in article R. 519-51, the association's articles of association set up a general meeting and a board of directors. These articles of association lay down the composition and powers of these…
…trôle prudentiel et de résolution shall make the notification provided for in II of Article L. 526-24 within one month.
The information made public by a publication system approved in accordance with Article L. 549-11 shall include at least the following items: 1° The identifier identifying the financial instrument; 2°…
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