Article L424-4
The operator of the multilateral trading facility shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its facility. When a financial…
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Showing 771–780 of 66578 articles for “Art. IV-al. 3 and 4”
The operator of the multilateral trading facility shall establish transparent rules concerning the criteria for determining which financial instruments may be traded on its facility. When a financial…
…ther than portfolio management companies that apply a market-making strategy, within the meaning of 3° of Article L. 533-10-3, on the trading venue and shall put in place arrangements to ensure that a…
…nditions set out in article 121-2 of the French Penal Code, for the offences defined in articles L. 353-1 and L. 353-2 shall incur, in addition to the fine set out in article 131-38 of the French Pena…
For the purposes of the provisions of the Criminal Code and Order no. 45-2138 of 19 September 1945 establishing the Ordre des Experts Comptables and regulating the title and profession of Chartered Ac…
…es applicable to breaches of the obligation to disclose significant shareholdings are set out in 1° and 2° of I and III of article L. 247-1 and in article L. 247-2 of the French Commercial Code, repro…
Pursuant to the second paragraph of Article 18(6) of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing…
The directors, employees and agents of clearing houses are bound by professional secrecy. In the case of transactions in financial contracts, clearing houses may disclose information covered by profes…
Articles L. 420-1 to L. 420-4 of the French Commercial Code apply to credit institutions and finance companies for their banking and related operations defined in article L. 311-2, to electronic money…
…ading system shall take all measures necessary to comply with the prohibition set out in Article L. 420-2 for the execution of members' orders on the system, whether by committing its own capital or t…
…neral Regulation of the Autorité des marchés financiers sets the conditions applicable to the offer and squeeze-out procedures in the following cases:1° When the majority shareholder(s) of a company w…
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