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Showing 6671–6680 of 24302 articles for “Art. IV”
…in of nullity of the contracts entered into. Notwithstanding the provisions of article 2224 of the Civil Code, actions for nullity of contracts entered into shall be barred after three years from the…
…rcises its power to impose sanctions pursuant to Article L. 621-15 or I of Article L. 612-41 respectively, it shall inform the body responsible for maintaining the register.III. - The body responsible…
…vestment service provider that uses a tied agent shall take appropriate steps to ensure that the activities of the tied agent outside the scope of this Chapter do not adversely affect the activities t…
Each tied agent acts under a mandate given by a single investment services provider. The investment services provider remains fully and unconditionally liable to third parties for acts carried out in…
…any potential client, all relevant information about the service offered. They shall monitor the activities of the latter, so as to be able to comply at all times with the legal and regulatory provisi…
Investment services providers that use the services of tied agents must ensure that these agents are registered in accordance with Article L. 545-5.
…th all the information needed to verify the conditions governing access to and practice of their activity. They are also required to inform this body as soon as possible if they no longer comply with…
Tied agents may not receive funds or financial instruments from their principal's customers if the principal is not a credit institution.
I. - Banking and payment services intermediaries as defined in article L. 519-1, financial investment advisors as defined in article L. 541-1, tied agents as defined in article L. 545-1 and equity fin…
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
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