Article L465-2
…inducement referred to in I of this Article in the knowledge that it is based on inside information.IV. - Attempts to commit the offence referred to in I of this Article shall be subject to the same p…
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Showing 9061–9070 of 24302 articles for “Art. IV”
…inducement referred to in I of this Article in the knowledge that it is based on inside information.IV. - Attempts to commit the offence referred to in I of this Article shall be subject to the same p…
I. - The penalties provided for in A of I of Article L. 465-1 shall apply to any person who:1° Provide or transmit false or misleading data or information used to calculate a benchmark index or inform…
…t and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2…
…s an absolute value. The ban referred to in 2° of article 131-39 of the same code applies to the activity in the course of or in connection with which the offence was committed. II. - When committed b…
I. - A. - The following offences are punishable by five years' imprisonment and a fine of 100 million euros, which may be increased up to ten times the amount of the advantage gained from the offence,…
I. - Any person who, by any means, disseminates information that gives false or misleading information about the situation or prospects of an issuer or about the supply, demand or price of a financial…
The codes of conduct referred to in Article L. 541-4 must comply with the rules of conduct referred to in Article L. 541-8-1, which they may specify and supplement.
…t honestly, loyally and professionally, in the best interests of their clients;2° Exercise their activity, within the limits authorised by their status, with due skill, care and diligence, in the best…
Financial investment advisers are treated in the same way as investment service providers other than portfolio management companies for the purposes of Article L. 533-12-7.
…ry finance intermediation consists of bringing together, by means of a website, the promoters of a given project and the persons financing that project under the following conditions: 1° Legal entitie…
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