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Showing 9441–9450 of 62236 articles for “Art. L 1237-1 et seq.”
I. - By way of exception to I of Article L. 425-4, after obtaining the consent of the client concerned, the operator of the organised trading system may trade by matching with interposition of the pro…
During a takeover bid, the measures whose implementation is likely to cause the bid to fail and the restrictions on the transfer of shares and voting rights are governed by Articles L. 233-32 to L. 23…
Pursuant to the second paragraph of Article 18(6) of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing…
When several natural persons, identified in their capacity as investors, have suffered individual losses which have been caused by the act of the same person and which have a common origin, any associ…
The directors, employees and agents of clearing houses are bound by professional secrecy. In the case of transactions in financial contracts, clearing houses may disclose information covered by profes…
Clearing houses may decide, on a non-discriminatory basis, that their members are del credere agents in relation to the principals whose accounts they keep.
Articles L. 420-1 to L. 420-4 of the French Commercial Code apply to credit institutions and finance companies for their banking and related operations defined in article L. 311-2, to electronic money…
Credit institutions and finance companies may also, under conditions defined by the Minister for the Economy, acquire and hold equity interests after prior authorisation from the Autorité de contrôle…
I.-The operator of an organised trading system shall take all measures necessary to comply with the prohibition set out in Article L. 420-2 for the execution of members' orders on the system, whether…
I. - The General Regulation of the Autorité des marchés financiers sets the conditions applicable to the offer and squeeze-out procedures in the following cases:1° When the majority shareholder(s) of…
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