Article L532-2
In order to grant authorisation to an investment firm, the Autorité de contrôle prudentiel et de résolution shall verify that the firm: 1. Has its registered office and effective management in France…
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Showing 9751–9760 of 62236 articles for “Art. L 1237-1 et seq.”
In order to grant authorisation to an investment firm, the Autorité de contrôle prudentiel et de résolution shall verify that the firm: 1. Has its registered office and effective management in France…
In this section and for the application of the provisions relating to AIFM established in a third country :1° The AIFM is the legal person whose regular business is the management of one or more AIF;2…
When preparing their accounts in consolidated form, electronic money institutions shall apply the rules defined by regulation of the Autorité des normes comptables (French Accounting Standards Authori…
Electronic money institutions are bound by the obligations of articles L. 511-38 and L. 511-39.
Where they carry out other activities pursuant to Article L. 526-3, electronic money institutions shall prepare separate accounting information relating to the activities of issuing and managing elect…
A portfolio management company referred to in Article L. 532-9 may manage third-country AIFs that are not marketed in the European Union, provided that : 1° The portfolio management company meets all…
…and any person who, in any capacity whatsoever, participates in the direction or management of an electronic money institution or who is employed by an electronic money institution is bound by profes…
…Changes in the ownership structure of an investment firm must be notified to the Autorité de contrôle prudentiel et de résolution. The acquisition or extension of direct or indirect shareholdings in…
…Authorisation to provide one or more investment services by a credit institution may be granted to legal entities having their registered office in France or to branches established in France of cred…
A decree of the Conseil d'Etat shall determine the procedures to be followed by the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers in exercising the powers ve…
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