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Showing 3461–3470 of 63941 articles for “Art. L 145-31 and L 145-15”
In the event of the opening of safeguard, receivership or liquidation proceedings referred to in Book VI of the Commercial Code or any equivalent proceedings opened under foreign law against a member…
I. - The penalties provided for in A of I of Article L. 465-1 shall apply if any of the persons referred to in the same Article L. 465-1 recommends that one or more transactions be carried out on the…
Credit institutions and finance companies may not habitually engage in any activity other than those mentioned in Articles L. 311-1, L. 311-2 and L. 511-2 or governed by the…
I. - By way of exception to I of Article L. 425-4, after obtaining the consent of the client concerned, the operator of the organised trading system may trade by matching with interposition of the pro…
During a takeover bid, the measures whose implementation is likely to cause the bid to fail and the restrictions on the transfer of shares and voting rights are governed by Articles L. 233-32 to L. 23…
Pursuant to the second paragraph of Article 18(6) of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealing…
When several natural persons, identified in their capacity as investors, have suffered individual losses which have been caused by the act of the same person and which have a common origin, any associ…
I. - In order to ensure shareholder equality and market transparency, the General Regulation of the Autorité des Marchés Financiers (AMF) sets the rules for public offers of financial instruments issu…
Clearing houses are the central counterparties defined in Article 2(1) of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterpa…
The directors, employees and agents of clearing houses are bound by professional secrecy. In the case of transactions in financial contracts, clearing houses may disclose information covered by profes…
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