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Showing 5011–5020 of 63649 articles for “Art. L 145-37 and L 145-38”
I. - Before providing the account information service referred to in 8° of II of Article L. 314-1, providers of account information services shall submit an application for registration to the Autorit…
…conditions to which the authorisation granted to an investment service provider other than a portfolio management company providing one or more investment services was subject must be subject to prio…
I.-A management company established in another Member State of the European Union or party to the Agreement on the European Economic Area which applies to manage a UCITS governed by French law and aut…
I. - Any portfolio management company having its registered office in mainland France, the French overseas departments, Saint-Martin and the Department of Mayotte and authorised to manage an AIF cover…
Without prejudice to the provisions of Article L. 229-4 of the Commercial Code, the Autorité de contrôle prudentiel et de résolution also has the power to oppose, in accordance with the provisions of…
The provisions of Articles L. 533-1, L. 533-6, L. 533-9, L. 533-11 to L. 533-20, the first paragraph of Article L. 533-23, 2° and 4° of Article L. 533-24, 1° and 2° of Article L. 533-24-1, Articles L.…
I. - Changes in the ownership structure of a portfolio management company must be notified to the Autorité des marchés financiers.The acquisition or extension of direct or indirect shareholdings in a…
I. - A portfolio management company with its registered office in mainland France, the French overseas departments, the Department of Mayotte and Saint-Martin wishing to manage a UCITS established in…
Without prejudice to the provisions of Article L. 229-4 of the Commercial Code, the Autorité des marchés financiers also has the power to oppose, in accordance with the provisions of Article 8(14) and…
Without prejudice to the provisions of Article 26-6 of Law No 47-1775 of 10 September 1947 on the Statute for a Cooperative Society, the Autorité des marchés financiers is competent to oppose, in acco…
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