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Showing 9911–9920 of 51798 articles for “Art. L 151-3”
The accounting, prudential and internal control obligations applicable to Caisse des dépôts et consignations are set out in Decree 2020-94 of 5 February 2020.
The Autorité de contrôle prudentiel et de résolution may oppose the proposed acquisition only if there are reasonable grounds for doing so based solely on the criteria set out in Article R. 532-8-1, o…
Members of staff of an investment firm who have been given authority to sign on behalf of that firm may not take up any other employment or perform any paid work outside that firm without first inform…
I.-On receipt of a complete application, the Autorité des marchés financiers will examine it and forward it within five working days to the Autorité de contrôle prudentiel et de résolution for its opi…
Where the persons referred to in the first paragraph of Article R. 561-38-2 use an external service provider pursuant to Article R. 561-38-2, they shall ensure that their internal control system also…
In the event of disagreement on the joint decision, duly notified, the Autorité de contrôle prudentiel et de résolution shall consult the European Banking Authority, either on its own initiative or at…
If the challenged member agrees to the challenge, he/she is replaced as described in article R. 621-39-1.The person making the request is notified by any means of the date on which it will be examined…
The committee secretariat will send a copy of the request for recusal to the member who is the subject of the recusal.
As soon as he has been notified of the request, the challenged member shall abstain until the request has been decided.
The statement of objections, which includes a proposal to initiate the administrative composition procedure, is sent to the accused party in accordance with the conditions set out in the first paragra…
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