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Showing 2061–2070 of 63459 articles for “Art. L 214-94 and L 214-109”
Any member of a board of directors or, as the case may be, of a supervisory board and any person who, in any capacity whatsoever, participates in the direction or management of an electronic money ins…
…Changes in the ownership structure of an investment firm must be notified to the Autorité de contrôle prudentiel et de résolution. The acquisition or extension of direct or indirect shareholdings in…
…Authorisation to provide one or more investment services by a credit institution may be granted to legal entities having their registered office in France or to branches established in France of cred…
When the offices are opened by portfolio management companies, the notification provided for in Article L. 532-14 is sent to the Autorité des marchés financiers. The latter shall inform the Autorité d…
The provisions of this section do not apply to: 1° Trading platform managers governed by Articles L. 420-18, L. 422-1, L. 424-9, L. 425-9 and L. 425-10 ; 2° Branches of credit institutions referred to…
A decree of the Conseil d'Etat shall determine the procedures to be followed by the Autorité de contrôle prudentiel et de résolution and the Autorité des marchés financiers in exercising the powers ve…
The following may provide investment services within the limits of the legislative provisions which, where applicable, govern them, without being subject to the authorisation procedure provided for in…
…firm or an asset management company may not use any name, corporate name, advertising or, in general, any expression suggesting that it is authorised as an investment firm or as an asset management c…
I. - In order to provide investment services, investment services providers other than portfolio management companies must obtain authorisation. This authorisation is issued by the Autorité de contrôl…
When investment firms open information, liaison or representative offices in France, they must first notify the Autorité de contrôle prudentiel et de résolution, which will inform the Autorité des mar…
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