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Showing 911–920 of 69579 articles for “Art. L 221-1 and L 221-3”
The provisions relating to the safeguarding, reorganisation and liquidation of credit institutions and investment firms set out in articles L. 613-25 to L. 613-30 and L. 211-10 do not apply to legal p…
The Autorité de contrôle prudentiel et de résolution is responsible for monitoring compliance by the institutions referred to in Articles L. 511-22 and L. 511-23 with the legislative and regulatory pr…
I. - The collège de résolution shall draw up individual preventive resolution plans for persons required to draw up an individual preventive recovery plan pursuant to the provisions of sub-section 2 o…
Employees who are members of the Comité consultatif du secteur financier or the Comité consultatif de la législation et de la réglementation financières have the necessary time to prepare for, attend…
I. - The Director General of the Treasury or his representative sits on all panels of the AMF, with the exception of the Enforcement Committee, without the right to vote. The Director General of the T…
Appeals against individual decisions of the Autorité des marchés financiers, other than those relating to the persons and entities referred to in II of Article L. 621-9, including the penalties impose…
The association mentioned in 1° of article L. 621-31 is formed by the persons listed in the same 1°, in accordance with the law of 1st July 1901 relating to the contract of association. Only persons i…
The association referred to in Article L. 621-32 either takes action on its own initiative or is informed by the Autorité des marchés financiers of facts likely to constitute a breach by a member of t…
The association may impose one of the following sanctions on member companies, their publication director or, failing that, their legal representative, depending on the seriousness of the breach: 1° A…
In accordance with the last paragraph of Article 20 of Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (Market Abuse Regulation) and repealin…
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