Article L545-5
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
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Showing 9251–9260 of 64601 articles for “Art. L 221-27 and D 221-103”
Tied agents as defined in article L. 545-1 are registered in the single register mentioned in article L. 546-1.
It is forbidden for any person other than one of the persons mentioned in the first paragraph of I of Article L. 546-1 to use a name, a company name, an advertisement or, in general, expressions that…
The remuneration policy of investment firms applies to categories of staff, in particular the persons mentioned in Article L. 533-25, risk-takers and any employee receiving total remuneration at least…
Prior to any public offer of tokens, issuers may apply for approval from the Autorité des marchés financiers. Issuers shall prepare a document providing all relevant information to the public on the p…
I. - The department referred to in Article L. 561-23 shall exchange with the supervisory authorities, professional bodies and national representative bodies referred to in Article L. 561-36 any inform…
In addition to the application of article L. 561-30-1 and article 40 of the Code of Criminal Procedure, the department is authorised to pass on information it holds to the judicial authorities and cri…
I. - No proceedings based on articles 226-10, 226-13 and 226-14 of the French Criminal Code may be brought against : a) The persons mentioned in Article L. 561-2 or their directors and officers or the…
I. - Before entering into a business relationship with their customer or assisting them in preparing or carrying out a transaction, the persons mentioned in Article L. 561-2 : 1° Identify their custom…
Subject to the application ofArticle 40 of the Code of Criminal Procedure, information held by the department referred to in Article L. 561-23 may not be used for purposes other than those provided fo…
The persons listed in Article L. 561-2 and the supervisory authorities mentioned in Article L. 561-36 shall receive from the department provided for in Article L. 561-23 any information it has on mone…
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