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Showing 4641–4650 of 69003 articles for “Art. L 221-32 and Art. D 221-111-1”
The former specialised finance fund, which retains the assets whose disposal would not be in the interests of investors pursuant to Article L. 214-190-3-1, and the new specialised finance fund have th…
The association or foundation acting in the name and on behalf of a natural person shall specify to the latter the documents required to exercise the right to an account with the Banque de France, as…
The Autorité des marchés financiers shall inform the European Securities and Markets Authority without delay when it registers or terminates the registration of a multilateral trading facility as a gr…
The competent administrative authority referred to in article D. 351-3 is the Minister for the Economy.
I. - The members of the Supervisory Board referred to in 6° to 8° of article L. 518-4 of the Monetary and Financial Code receive fixed and variable fees for the performance of their duties, the terms…
Where an investment service provider other than an asset management company plans to amend any of the disclosures referred to in I of Article D. 532-23-2, it shall inform the Autorité de contrôle prud…
I. - Notifications of freedom to provide services sent by investment firms to the Autorité de contrôle prudentiel et de résolution pursuant to Article L. 532-24 shall include the following information…
Where, pursuant to I of Article L. 532-24, an investment firm or credit institution wishes to provide custody account keeping services in another Member State of the European Union or party to the Agr…
At the request of a competent authority of a trading venue to which an investment services provider other than an asset management company provides direct electronic access, the AMF shall communicate,…
The AMF shall set up cooperation agreements with the competent authorities of trading venues in other European Union Member States or States party to the Agreement on the European Economic Area on whi…
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