Article L465-4
The penalties applicable to breaches of the obligation to disclose significant shareholdings are set out in 1° and 2° of I and III of article L. 247-1 and in article L. 247-2 of the French Commercial…
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Showing 2211–2220 of 63666 articles for “Art. L 224-28 and L 224-40”
The penalties applicable to breaches of the obligation to disclose significant shareholdings are set out in 1° and 2° of I and III of article L. 247-1 and in article L. 247-2 of the French Commercial…
…operator of the organised trading system may use an investment services provider other than a portfolio management company to act as a market maker within the meaning of 2° of Article L. 531-2 on the…
Gold may be held, transported and traded freely in France.
I. - No person may, directly or indirectly, on his own behalf or on behalf of another person, if he has been convicted within the last ten years of a final offence referred to in II: 1° Direct, manage…
Deposits made by clients with investment services providers other than portfolio management companies, members of a clearing house or made by such members with a clearing house to cover or guarantee p…
I. - The penalties provided for in A of I of Article L. 465-1 shall be punishable by the penalties provided for in A of I of Article L. 465-1 if a person in possession of inside information concerning…
The rules of the organised trading system shall lay down, in a transparent and non-discriminatory manner, the conditions for admission of clients to the system, based on objective criteria. The operat…
I. - The General Regulation of the Autorité des marchés financiers sets the conditions under which any natural person or legal entity who is a shareholder of a company whose registered office is locat…
Subject to the provisions of Article 226-14 of the French Criminal Code, any manager, employee or agent of a clearing house is liable to the penalties provided for in Article 226-13 of the French Crim…
…credit institution or finance company is prohibited from carrying out credit transactions on a regular basis.It is also prohibited for any person other than a credit institution to receive repayable…
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