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Showing 2191–2200 of 70155 articles for “Art. L 224-3 and Art. R 224-1”
For the purposes of Article L. 613-33, where the Autorité de contrôle prudentiel et de résolution finds that an institution is infringing or is likely to infringe the provisions of Regulation (EU) No…
When the Board decides to initiate sanction proceedings, the statement of objections is sent to the respondent by registered letter with acknowledgement of receipt, by hand delivery against a receipt…
If the term of office of a qualified person expires before its term, the competent authority referred to in 5° of Article L. 631-2 shall appoint a replacement for the remainder of the term of office.…
Where the College sets up a specialised commission, it shall determine :1° The matters in respect of which it empowers the commission to take individual decisions. Such decisions may not relate to the…
I. - The chairman of the Enforcement Committee assigns the case either to the Enforcement Committee or to one of its sections. He appoints the rapporteur. The rapporteur will take all necessary steps.…
Where the Autorité des marchés financiers is unable to provide an authority of another Member State of the European Union or party to the Agreement on the European Economic Area exercising similar pow…
When the Secretary General proposes that the Board implement the procedure provided for in II of Article L. 621-14, he shall first inform the person concerned, by registered letter with acknowledgemen…
For the purposes of applying the penalties listed in this Title, the following are deemed to be company directors: the chairman and managing director, the chairman, the directors, the managing directo…
In the territorial collectivities mentioned in Article L. 721-1, the Institut d'émission des départements d'outre-mer:1° Receives from the Banque de France the information it gathers under the provisi…
Where the Autorité de contrôle prudentiel et de résolution is the supervisory authority referred to in Article L. 633-14, it shall consult the other competent authorities concerned and implement the g…
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