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Showing 3491–3500 of 61345 articles for “Art. L 227-1 · Art. L 225-100”
I.- Investment service providers other than portfolio management companies shall report to their clients, in a durable medium, on the services provided to them. The report shall include periodic commu…
When providing investment and investment-related services to clients, investment service providers other than asset management companies shall act honestly, fairly and professionally, in the best inte…
I.- Investment services providers other than portfolio management companies shall take all reasonable steps to obtain, when executing orders, the best possible result for their clients having regard t…
Investment service providers other than portfolio management companies shall keep a record, including the document or documents approved by themselves and their clients, setting out the rights and obl…
I. - All information, including promotional communications, addressed by an investment service provider other than an asset management company to clients, including potential clients, shall be accurat…
Independently of the application of the provisions of Articles L. 232-13-1 and L. 232-14, the testing operations mentioned in Article L. 232-12 as well as those falling within the competence of the in…
I.-The digital health space is opened automatically, unless the person or their legal representative objects. The person concerned or their legal representative is informed of the opening of the digit…
Notwithstanding Articles L. 561-15 and L. 561-16, the avocat au Conseil d'Etat et à la Cour de cassation or the avocat or the caisse des règlements pécuniaires des avocats shall forward the declaratio…
…statements made with a view to obtaining the benefit of the procedure for exemption from a financial penalty provided for in IV of Article L. 464-2 or by equivalent provisions of the national law of…
I.-The intermediary payment service provider shall apply effective procedures to detect whether the fields relating to information on the payer and payee provided for in the messaging or payment and s…
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