Article R511-16-2
…Board, on the one hand, and the members of the Management Board or any other body exercising equivalent functions or any persons who effectively manage the business of the institution within the mean…
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Showing 1741–1750 of 44500 articles for “Art. L 227-14 et Art. L 227-16”
…Board, on the one hand, and the members of the Management Board or any other body exercising equivalent functions or any persons who effectively manage the business of the institution within the mean…
Credit institutions and finance companies disclose in their annual reports the return on their assets, calculated by dividing their net profit by their balance sheet total.
The period of time after which the AMF's silence on applications for professional certification from bodies that organise examinations to verify the professional knowledge of individuals placed under…
Articles R. 533-18-3 and R. 533-18-4 apply to portfolio management companies.
By way of derogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
I.-The disclosures referred to in II of Article L. 533-22 include the following information: 1° The most significant medium- and long-term risks associated with the investments made under the contract…
I.-This article applies to entities subject to Article L. 533-22-1. For the credit institutions and investment firms mentioned in Article L. 511-4-3, this article applies to portfolio management activ…
Subsections 2 and 3 of this section apply to class 2 and class 3 investment firms under the conditions defined in Article L. 533-24-2.
With regard to their activities relating to electronic money, the persons mentioned in Article L. 561-9-1 are not subject to the due diligence requirements set out in Articles L. 561-5 and L. 561-5-1…
The persons mentioned in 1° to 1°c of Article L. 561-2, acting as acquirers within the meaning of EU Regulation 2015/751 of the European Parliament and of the Council of 29 April 2015, shall only acce…
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