Article L532-1
I. - In order to provide investment services, investment services providers other than portfolio management companies must obtain authorisation. This authorisation is issued by the Autorité de contrôl…
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Showing 5031–5040 of 44500 articles for “Art. L 227-14 et Art. L 227-16”
I. - In order to provide investment services, investment services providers other than portfolio management companies must obtain authorisation. This authorisation is issued by the Autorité de contrôl…
…n order to supervise an investment service provider benefiting from the regime provided for in Article L. 532-18-1, the competent authorities of the home country to which it belongs may require its br…
In this Title, "financial instrument" means financial instruments within the meaning of Article L. 211-1 and the units referred to in Article…
The Minister responsible for the economy shall set the conditions under which investment firms and credit and investment institutions as defined in article L. 516-1 may carry on, on a professional bas…
I. - Portfolio management companies are legal entities which manage one or more : 1° UCITS ; 2° FIA ; 3° UCITS governed by foreign law and approved in accordance with Directive 2009/65/EC of the Europ…
The Minister responsible for the economy shall specify the conditions for the application of articles L. 532-6 and L. 532-7. In particular, it shall set the terms and conditions under which :a) Decisi…
In granting approval for the programme of operations, the AMF assesses the quality of the programme in the light of the obligations set out in Articles L. 533-25 and L. 533-26, as well as the conditio…
Each investment firm, market undertaking and clearing house shall join an association of its choice, responsible for the collective representation and defence of the rights and interests of its member…
…rson who in any capacity participates in the direction or management of an investment firm or portfolio management company or who is employed by the latter is bound by professional secrecy.Apart from…
Within the limits of the services it is authorised to provide in its home country, and depending on the authorisation it has received there, any legal or natural person authorised to provide investmen…
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