Article L421-7-2
Market undertakings shall devote adequate human and financial resources to the training of the persons referred to in Article L. 421-7.
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Showing 7681–7690 of 44500 articles for “Art. L 227-14 et Art. L 227-16”
Market undertakings shall devote adequate human and financial resources to the training of the persons referred to in Article L. 421-7.
I. - A. - The penalties provided for in A of I of Article L. 465-1 shall apply to any person who carries out a transaction, places an order or behaves in such a way as to give, or be likely to give, m…
For the purposes of this section, an issuer is a person or entity whose financial securities are admitted to trading on a regulated market or whose financial securities, whether admitted to trading or…
Where the Autorité des marchés financiers is not the competent authority for monitoring compliance with the disclosure requirements laid down in Article L. 451-1-2 of this Code and Articles L. 233-7 t…
The credit institutions and finance companies mentioned in this chapter shall indicate in their annual report the amount and characteristics of the loans they finance or distribute as defined in III o…
I. - The penalties provided for in A of I of Article L. 465-1 shall apply to any person who:1° Provide or transmit false or misleading data or information used to calculate a benchmark index or inform…
I. - This section applies to1° to financial instruments traded on a trading venue or for which a request for admission to trading on a trading venue has been submitted ;2° Financial instruments other…
I. - Legal entities declared to be criminally liable, under the conditions set out inarticle 121-2 of the French Criminal Code, for the offences defined in articles L. 465-1 to L. 465-3-3 of this Code…
The obligations set out in Article L. 451-1-2 do not apply to the following issuers: 1° The States party to the Agreement on the European Economic Area and their local authorities; 2° The European Cen…
I. - If, at the close of a public offer referred to in this Section or in Section 2 of this Chapter, the person who filed the draft offer, acting alone or in concert within the meaning ofArticle L. 23…
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