Article L621-9-3
In the context of the inspections and investigations referred to in Articles L. 621-9 and L. 621-9-1, professional secrecy may not be invoked against the Autorité des marchés financiers or, where appl…
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Showing 8011–8020 of 44500 articles for “Art. L 227-14 et Art. L 227-16”
In the context of the inspections and investigations referred to in Articles L. 621-9 and L. 621-9-1, professional secrecy may not be invoked against the Autorité des marchés financiers or, where appl…
The Autorité de contrôle prudentiel et de résolution shall hear the chairman of the management board of the fonds de garantie des dépôts et de résolution on any matter concerning an institution for wh…
The General Regulation of the Autorité des marchés financiers defines the terms and conditions under which the following transactions are subject to promotional communications: 1° Public offers of fin…
Without prejudice to Article 40 of the Code of Criminal Procedure, Articles L. 621-17-3 and L. 621-20-1 of this Code and the exercise of its powers by the Autorité des marchés financiers, the latter,…
The Autorité des marchés financiers is the competent authority, within the meaning of paragraph 18 of Article 2 and paragraph 6 of Article 6 of Regulation (EU) 2019/1238 of the European Parliament and…
The AMF shall assess the risks that may arise from the use of leverage by an AIF or its management company. It may, where it considers it necessary to ensure the stability and integrity of the financi…
The minutes or reports of an investigation or any other document from criminal proceedings that is directly related to facts that may be submitted to the AMF Enforcement Committee for review may be di…
I. - The transactions referred to in Article 19 of the same Regulation shall be communicated by the persons referred to in a to c to the Autorité des marchés financiers and made public by the latter,…
The Autorité des marchés financiers may only be held liable for the application of the provisions of Regulation (EU) 2017/1129 and its delegated regulations in respect of the approval of prospectuses.
…o the court any investigation or inspection reports in its possession, the production of which is relevant to the resolution of the dispute.
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