Article L621-10-1
When the persons and entities mentioned in II of Article L. 621-9 provide their services on the Internet, investigators and auditors may, in order to access the information and elements available on t…
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Showing 8041–8050 of 44500 articles for “Art. L 227-14 et Art. L 227-16”
When the persons and entities mentioned in II of Article L. 621-9 provide their services on the Internet, investigators and auditors may, in order to access the information and elements available on t…
Where an AIF management company is unable to ensure compliance with the provisions of Subsection 1 of Section 2 of Chapter IV of Title I of Book II for which an AIF or another entity acting on its beh…
In the report referred to in the second sentence of the first paragraph of Article L. 621-18-3, the AMF shall report on the application of Articles L. 544-3 to L. 544-6 and may approve any recommendat…
…of the redemption of units or shares or the issue of new units or shares of an AIF when exceptional circumstances so require and if the interests of unitholders, shareholders or the public so dictat…
It is punishable by the penalties laid down in Article 226-13 of the Criminal Code for the directors or officers of the persons mentioned in Article 16 of Regulation (EU) No 596/2014 of the European P…
At the request of one or more investment services providers or a professional association of investment services providers, the Autorité des marchés financiers may, after obtaining the opinion of the…
I. - The Autorité des marchés financiers shall issue the authorisation provided for in paragraph 2 of Article 18 of Commission Regulation (EU) No 1031/2010 of 12 November 2010 on the timing, managemen…
The Autorité des marchés financiers is the competent authority, within the meaning of Article 67(1) of Directive 2014/65/ EU of the European Parliament and of the Council of 15 May 2014 on markets in…
…s, of the redemption of units or shares or the issue of new units or shares in an undertaking for collective investment when exceptional circumstances so require and if the interests of unitholders, s…
The Autorité des marchés financiers may make a public statement mentioning any person responsible for a breach of European regulations, laws, regulations or professional rules approved by the Autorité…
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