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Showing 771–780 of 69143 articles for “Art. L 227-9-1 and D 227-1”
The statutory auditors referred to in Article L. 511-38 are appointed by the body of these institutions responsible for approving the financial statements. They are appointed for six financial years.…
The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of II of Article L. 521-3 within three months.
The amount specified in article L. 525-5 is set at 150 euros.
The following do not constitute the practice of the profession of bureau de change: 1. The activity of manual foreign exchange by the persons referred to in Article L. 561-2, other than those referred…
The following have the status of eligible counterparties within the meaning of Article L. 533-20: 1. a) The credit institutions referred to in Article L. 511-9 ; b) The investment firms referred to in…
Investment service providers other than portfolio management companies may, on their own initiative or at the request of a client, treat as a professional or non-professional client, either generally…
The amount of credit referred to in Article L. 548-1 may not exceed €2,000 per lender and per project. The term of such credit may not exceed seven years. The contractual interest rate for such credit…
The following are deemed to be professional clients within the meaning of article L. 533-16, for all investment services and all financial instruments:1. a) The credit institutions referred to in arti…
I. - For the purposes of II of Article L. 533-12, the information provided to clients is as follows:1° Where they provide the investment service referred to in 5° of Article L. 321-1, investment servi…
The retail client may waive part of the protection afforded by the rules of conduct. In this case, the investment services provider other than an asset management company may treat the retail client a…
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