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Showing 2931–2940 of 65301 articles for “Art. L 255-1 to L 255-19”
…rokers must provide evidence of: 1° The existence in a credit institution of an account intended exclusively to receive funds held on behalf of others; 2° Insurance covering their professional liabili…
In order for a legal entity to be registered on the list of sworn goods brokers of a court of appeal, it must be proven : 1° That its directors have not been the subject of a final criminal conviction…
No person may be entered on the list of sworn goods brokers of a court of appeal unless he fulfils the following conditions: 1° Be French or a national of a Member State of the European Union or of an…
Any change occurring in the situation of brokers who have applied for or obtained their registration on a list, with regard to the conditions set out in article L. 131-15, must be brought to the atten…
No one may be registered as a sworn goods broker on more than one Court of Appeal list.
Persons registered on the lists of sworn brokers mentioned in article L. 131-12 may, in the activities reserved for these brokers, refer to their status as "courtier de marchandises assermenté près la…
I. - Notwithstanding the third paragraph of Article L. 214-24-29 and the first paragraph of Article L. 214-24-34, the fund rules or the articles of association of the specialised professional fund sha…
The General Regulation of the Autorité des marchés financiers shall determine in particular the conditions under which subscribers are informed of the investment rules specific to this specialised pro…
Article L. 214-144 applies to specialised professional funds. The subscription and acquisition of units or shares may also be carried out by investors who are managers, employees or natural persons ac…
A specialised professional fund takes the form of a SICAV, a fonds commun de placement or a société en commandite simple. Depending on the case, it is called a "specialised professional investment com…
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