Article D420-1
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of the trading halt parameters referred to in II of Article L. 420-3 that are notified to it by trading v…
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Showing 561–570 of 68893 articles for “Art. L 321-1 and D 321-1”
The Autorité des marchés financiers shall notify the European Securities and Markets Authority of the trading halt parameters referred to in II of Article L. 420-3 that are notified to it by trading v…
Pursuant to II of article L. 341-4, the renewal of a direct seller's contract must be declared no later than five days before its expiry date. Failure by the persons referred to in 1° and 3° of articl…
Pursuant to the third paragraph of article 38 of law no. 78-17 of 6 January 1978 on data processing, data files and individual liberties, the right to object does not apply to the file provided for in…
A foreign market in transferable securities, futures contracts or any financial products may be recognised only if the rules governing investor protection, security, supervision and control on that ma…
The thresholds provided for in 1° of Article L. 341-2 are set at : 1° 5 million euros for the balance sheet total ; 2° 5 million euros for turnover or, failing that, for revenue; 3° 5 million euros fo…
Tax fines imposed for the offences referred to in Articles L. 351-2 and L. 351-3 shall be recovered in the same way as stamp duties and, in particular, in accordance with the provisions set out in <…
The Autorité de contrôle prudentiel et de résolution shall take into account any guidelines issued by the European Banking Committee for the application of Article L. 511-41-1.
If the institution loses all or part of the pledged item, the borrower is compensated by paying a sum equal to the appraised value of the item. This sum is increased by a fixed indemnity of 25%. The a…
Sales are carried out by the auctioneers attached to the establishment as appraisers. They are assisted, where necessary, by auctioneers and clerks chosen and paid by them. Failing this, sales are car…
Judicial auctioneers or other public officials are allocated a proportional fee on the proceeds of sales, the amount of which is set by decision of the Guidance and Supervisory Board, to cover the cos…
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