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Showing 9431–9440 of 62245 articles for “Art. L 324-1 et seq.”
A regulated market is managed by a market undertaking. This undertaking takes the form of a commercial company. Where the market undertaking manages a regulated market, its registered office and effec…
Members of the administrative, management and supervisory bodies, managers, employees and agents of market undertakings are bound by professional secrecy.
Notwithstanding the provisions of Article L. 411-1, a public offer of the following financial securities is authorised: 1° Financial securities issued by a State ; 2° Financial securities guaranteed b…
The AMF may appoint an agent for the market undertaking, to whom all powers of administration, management and representation of the legal entity shall be transferred.This appointment shall be made eit…
Within a market undertaking, the following persons shall be of sufficiently good repute and possess the knowledge, skills and experience necessary for the performance of their duties: 1° Members of th…
Legal entities found to be criminally liable, under the conditions set out in article 121-2 of the French Penal Code, for the offences defined in articles L. 353-1 and L. 353-2 shall incur, in additio…
I. - The operator of a trading venue shall implement quotation step regimes for shares, representative certificates, listed funds, preferential certificates and other similar financial instruments, as…
I.-Persons who are in a position to exercise, directly or indirectly, a significant influence on the management of a regulated market must possess qualities that guarantee the sound and prudent manage…
…ate party to the Agreement on the European Economic Area other than France to execute orders on behalf of third parties or to deal on own account may become members of a regulated market referred to i…
It is punishable by six months' imprisonment and a fine of 9,000 euros for any person to fail to comply with the obligations imposed by articles L. 342-1 to L. 342-3 in respect of transactions in prec…
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