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Showing 8131–8140 of 61025 articles for “Art. L 324-1-1”
Investment services providers other than portfolio management companies that use algorithmic trading to implement a market-making strategy must comply with the following conditions, taking into accoun…
Opposition based on an earlier trade mark that has been registered for more than five years shall be rejected where the opponent, at the request of the proprietor of the application for registration,…
Investment services providers offering, recommending or marketing financial instruments: 1° Ensure that they understand the characteristics of these financial instruments and assess their compatibilit…
In order to promote coordination, complementarity and the economic development of the territory and to guarantee the continuity of pathways to integration, a legal entity governed by private law may c…
I. - When an armed forces hospital or other component of the armed forces health service participates in the implementation of the mental health policy conducted in application of this chapter : 1° Th…
I.-Police measures ordered by the Autorité de contrôle prudentiel et de résolution shall be published in the official register of the authority when they concern breaches of: 1° the rules intended to…
The authorised and sworn fraud prevention officers referred to in Article L. 5312-13-1 have a right of communication which enables them to obtain, without being prevented by professional secrecy, the…
This section does not apply to1° To services which do not form part of a tourist package and which relate either to air tickets or to other tickets for scheduled air travel ; 2° To services sold as pa…
The disciplinary sanctions applicable to commercial court judges are:1° A reprimand;2° A ban on being appointed to single-judge functions for a maximum of five years;3° Disqualification accompanied by…
I.-Investment firms shall have robust strategies, policies, processes and systems in place to identify, measure, manage and monitor the following: 1° The significant causes and effects of risks to cli…
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