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Showing 3291–3300 of 63870 articles for “Art. L 3332-14 and L 3332-26”
The provisions of this section do not apply to door-to-door selling and the distance provision of financial services governed by Chapters I and III of Title IV of Book III of this Code and to distance…
Without prejudice to the other obligations to provide information and advice that apply to him, the manager of the retirement savings plan or the service provider authorised to distribute the retireme…
The insurance company shall inform the Supervisory Committee at least once every six months about the management of the plan and shall submit to it, within six months of the end of the previous financ…
The directors of the management company of a société civile de placement immobilier are liable to a fine of 18,000 euros if they fail to comply with article L. 214-88.
The directors of a management company are liable to a fine of €30,000 if they : 1° Failing to comply with Article L. 214-101 ; 2° Failing to submit the documents provided for in the first two paragrap…
It is punishable by five years' imprisonment and a fine of 18,000 euros for the directors of the management company or any person in the company's employ to obstruct the statutory auditors' verificati…
Bons de caisse are non-negotiable registered securities with an undertaking by a trader to pay on a specific date, issued in return for a loan. The conditions under which they are issued and offered f…
The individual retirement savings plan giving rise to the opening of a securities account is opened through a service provider authorised to provide the investment advice referred to in point 5 of art…
The Supervisory Committee may at any time ask the statutory auditors and the directors of the insurance undertaking for any information on the financial situation and actuarial balance of the auxiliar…
It is punishable by the penalties laid down in articles 313-1, 313-7 and 313-8 of the French Criminal Code for an issuer to make available annual financial statements that are inaccurate and falsely a…
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