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Showing 3671–3680 of 67775 articles for “Art. L 3334-14 and R 3334-4”
The specific ceilings, mentioned in the first paragraph of article L. 312-1-3, applicable to the amounts of fees charged to persons having subscribed to the offer mentioned in the second paragraph of…
The fees charged by credit institutions, referred to in the first sentence of article L. 312-1-3 of the Monetary and Financial Code, may not exceed €8 per transaction and €80 per month per bank accoun…
I. - A. - For the purposes of Article L. 312-1-3, the financial fragility of the account holder is assessed by the account-keeping institution on the basis of : 1° The existence of irregularities in t…
Silence on the part of the administration shall constitute a decision to reject : 1° Applications for initial approval of the rules of an organised trading system made pursuant to the third paragraph…
The Autorité de contrôle prudentiel et de résolution shall send the European Central Bank a proposed decision to oppose the proposed acquisition only if there are reasonable grounds for doing so on th…
I. - With effect from financial years beginning on or after 1 January 2014, the persons referred to in II of Article L. 511-45 shall draw up a table grouping together the information relating to their…
Silence on the part of the administration shall constitute a decision to reject : 1° Requests for initial approval of the rules of a multilateral trading facility pursuant to the second paragraph of A…
By way of derogation from this section, class 1 bis investment firms are subject to the provisions of articles R. 511-17 to R. 511-26.
Where they have been given authority to sign on behalf of an investment firm, members of the staff of that investment firm may not, without the authorisation of the senior management, perform administ…
I.-The persons referred to in Article L. 561-2 shall define and implement procedures enabling them to determine whether the transaction they are carrying out is one of those referred to in 3° of Artic…
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