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Showing 7251–7260 of 67775 articles for “Art. L 3334-14 and R 3334-4”
Caisse des dépôts et consignations submits the accounts provided for in Article L. 518-24-1 at least once a year in accordance with the regulatory deadlines for producing the account of the principal'…
The agency agreement shall specify in particular: 1° The reasons justifying the use of an agency agreement; 2° The nature of the transactions covered by the agency agreement; 3° The term of the agency…
Caisse des dépôts et consignations shall indicate the name of the principal and the fact that it is acting in the name and on behalf of the principal on documents and instruments drawn up under the ma…
When Caisse des Dépôts et Consignations is responsible for the contentious recovery of revenue or expenditure paid in error, it shall pursue its enforcement in accordance with the rules applicable to…
A company from a third country within the meaning of 1° of Article L. 532-47 of this Code is not required to establish a branch in France if, without providing any other investment service mentioned i…
A branch authorised in accordance with Article L. 532-48 shall report the following information annually to the Autorité de contrôle prudentiel et de résolution, which shall inform the Autorité des ma…
I.-The Autorité de contrôle prudentiel et de résolution shall make the notification provided for in the second paragraph of I of Article L. 526-22 within one month. II -The Autorité de contrôle pruden…
The information made public by a publication system approved in accordance with Article L. 549-11 shall include at least the following items: 1° The identifier identifying the financial instrument; 2°…
I. - An investment service provider other than an asset management company shall establish and implement appropriate written policies and procedures for classifying its clients as non-professional cli…
For the purposes of Article L. 547-5, the provider of participative finance services shall include the overheads incurred by the activity mentioned in Article L. 547-4 in the calculation of the pruden…
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