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Showing 2101–2110 of 51738 articles for “Art. L 430-3”
Where the project promoter is a local authority, the provider of equity crowdfunding services shall inform it and the investors of the offences set out in Articles 432-10 to 432-12 of the French Penal…
A systematic internaliser is an investment services provider other than a portfolio management company which, on an organised, frequent, systematic and substantial basis, deals on own account by execu…
Tied agents may not receive funds or financial instruments from their principal's customers if the principal is not a credit institution.
All financial investment advisers must be able to provide evidence at all times of the existence of an insurance policy covering them against the financial consequences of their professional civil lia…
The Minister responsible for the economy may decide, for a renewable period of six months, to freeze funds and economic resources:1° Belonging to, owned, held or controlled by natural or legal persons…
I. - The National Enforcement Committee is made up of a member of the Conseil d'Etat as chairman, appointed by the vice-chairman of the Conseil d'Etat, a member of the Cour de cassation, appointed by…
The Autorité de contrôle prudentiel et de résolution may give formal notice to any person subject to its supervision to take, within a specified period, any measures intended to bring it into complian…
Where the Autorité de contrôle prudentiel et de résolution finds that a person subject to its supervision is engaging in practices that are likely to jeopardise the interests of its customers, policyh…
A decree of the Conseil d'Etat shall determine the terms and conditions for the application of this section.
Trade union communications are freely posted on boards reserved for this purpose, separate from those allocated to communications from the social and economic committee.A copy of the union communicati…
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