Article L526-8
I. - In order to grant authorisation, the Autorité de contrôle prudentiel et de résolution shall ensure that, taking into account the need to guarantee the sound and prudent management of the electron…
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Showing 9091–9100 of 61032 articles for “Art. L 442-1”
I. - In order to grant authorisation, the Autorité de contrôle prudentiel et de résolution shall ensure that, taking into account the need to guarantee the sound and prudent management of the electron…
I. - In addition to providing the payment services mentioned in II of article L. 314-1, payment institutions may provide related services, such as book-entry foreign exchange services, custody service…
I. - Portfolio management companies are legal entities which manage one or more : 1° UCITS ; 2° FIA ; 3° UCITS governed by foreign law and approved in accordance with Directive 2009/65/EC of the Europ…
I. - The persons who effectively manage the business of the firm within the meaning of Article L. 532-2 .4 and the members of the board of directors, the supervisory board, the management board or any…
I.-In an investment firm, the following persons must at all times be of sufficiently good repute and have the knowledge, skills and experience required to perform their duties: 1° Members of the Board…
A decree of the Conseil d'Etat shall specify the conditions of application of this sub-section.
Investment firms shall devote the necessary human and financial resources to the training of the persons mentioned in I of Article L. 533-26.
The Autorité de contrôle prudentiel et de résolution comprises a supervisory board, a resolution board and an Enforcement Committee.With the exception of sections 4 and 5 of Chapter III of this Title…
The supervisory board may set up one or more specialised committees from among its members and delegate to them the power to take individual decisions, under conditions laid down by decree in the Cons…
…3° Two members appointed by the Supervisory Board from among the members mentioned in 7° of Article L. 612-5; 4° Two members appointed by the Supervisory Board from among the members mentioned in 8…
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